Professional Regulatory

SRA Fitness to Practise

Specialized psychiatric evaluation of SRA Fitness to Practise — determining how mental health conditions or cognitive impairment impact a solicitor’s professional conduct. Urgent reports are available to meet regulatory deadlines.

Section 12 Approved Psychiatrists
CPR Part 35 Compliant
Urgent Reports Available

Expert Type

  • Forensic Psychiatrist
  • Clinical Psychologist
  • Occupational Psychiatrist
  • Addictions Specialist

Applicable Law

  • Solicitors Act 1974
  • SRA Standards and Regulations
  • Equality Act 2010
  • Mental Capacity Act 2005
  • SRA Regulatory and Disciplinary Procedure Rules

When Needed

Assessment is required when a solicitor’s health or conduct is called into question by the Solicitors Regulation Authority during disciplinary or health-related investigations.

What Is a SRA Fitness to Practise Assessment?

An assessment of SRA Fitness to Practise is a forensic evaluation of a legal professional facing disciplinary proceedings or health-related investigations. It explores whether a practitioner possesses the psychological stability and cognitive capacity to meet the standards of the profession.

The evaluation focuses on the SRA regulatory guidance relating to health and mitigation and the potential for mitigation or risk. Our experts analyze how specific clinical conditions might explain past conduct or influence future professional risk.

  • Impact of health — the relationship between a clinical diagnosis and the alleged misconduct
  • Cognitive functioning — the ability to manage complex legal workloads and client instructions
  • Risk management — the likelihood of future breaches of the SRA Code of Conduct
  • Mitigating factors — evidence of mental illness or external stressors at the time of the incident
  • Insight and remediation — the professional’s understanding of their condition and engagement with treatment
  • Prognosis — the expected timeframe for recovery and safe return to practice

These reports are prepared by Section 12 approved experts who understand the unique pressures of the legal profession. They provide the Solicitors Disciplinary Tribunal with objective, evidence structured in accordance with Civil Procedure Rules Part 35 standards (where applicable).

The resulting expert opinion serves as a critical component in determining whether conditions on practice are necessary or if striking off is a proportionate response.

Key Assessment Components

Our assessment evaluates the following areas:

Clinical Interview

A deep-dive psychiatric interview to establish a history of mental health and professional functioning.

Documentation Review

Careful analysis of SRA correspondence, disciplinary records, and previous medical history.

Risk Assessment

Evaluating the risk to clients and the reputation of the legal profession.

Functional Assessment

Determining the solicitor’s functional capacity to perform specific tasks required by their role.

Treatment Recommendations

Outlining a rehabilitation plan or medical interventions to support a return to fitness.

Mental Capacity

Assessing litigation capacity if the solicitor’s decision-making is severely impaired.

Conditions That May Affect This Assessment

A range of psychiatric and psychological conditions can affect this assessment. These include:

Clinical Depression
Bipolar Affective Disorder
Substance Misuse and Addiction
Burnout and Chronic Stress
Cognitive Decline or Early-Onset Dementia
Personality Disorders

The impact on fitness can vary significantly depending on the nature of the legal work and the severity of symptoms.

Assessment Process

  1. Instruction Received

    Formal instructions and case papers are reviewed by our dedicated case management team.

  2. Expert Matched

    We select a forensic psychiatrist or psychologist with specific experience in professional regulatory matters.

  3. Assessment Conducted

    A thorough clinical examination is performed, either in person or via secure video link.

  4. Report Delivered

    A high-quality report, structured in accordance with Civil Procedure Rules Part 35 standards (where applicable) and is issued within the agreed timeframe.

Turnaround Times

Urgency Level Timescale
Standard Report 4-6 weeks from assessment
Priority Report 1-2 weeks
Urgent Report 1-4 days
We offer expedited SRA Fitness to Practise reports for cases with urgent tribunal dates.

What’s Included in the Report

Clinical diagnosis
History of presenting issues
Analysis of alleged misconduct
Impact of mental health on conduct
Assessment of insight
Review of medical records
Risk to the public and clients
Recommendations for conditions on practice
Prognosis and recovery timeline
Expert Declaration and Statement of Truth

All reports are quality-assured and our experts are available to provide oral evidence at the Solicitors Disciplinary Tribunal.

Frequently Asked Questions

Need a SRA Fitness to Practise Report?

Contact us today for a forensic psychiatric or psychological evaluation tailored for professional regulation. We provide expert CVs and transparent quotes promptly upon enquiry.